Search Results for " watchdog "
FCA seen as 'incompetent at best, dishonest at worst' in report featuring Connaught scandal testimonies
5 months ago The FCA has been heavily criticised in a report released today (26th November) by the All-Party...Non-financial misconduct allegations surge 72%
6 months ago Allegations of non-financial misconduct, such as bullying, sexual harassment and discrimination...Knowledge Bank introduces consumer duty tool
Over 2 years ago Knowledge Bank has today (14th March) launched a new tool to guide lenders and brokers through the...FCA achieves high court judgement against unauthorised mortgage brokers
Over 2 years ago The FCA has obtained a judgement against London Property Investments (UK) Limited (LPI), NPI...FCA sets new rules for ARs
Over 2 years ago The FCA has confirmed new rules to make authorised firms more responsible for their appointed...Industry reacts to FCA's new consumer duty rules
Over 2 years ago The FCA is introducing a new consumer duty that will see enhanced and clearer consumer protection...FCA begins criminal proceedings against Collateral UK's former directors
Over 3 years ago The FCA has commenced criminal proceedings against the two former directors of Collateral UK,...FCA to speed up the removal of unused firm permissions
Over 3 years ago The FCA has published draft guidance on a new power that allows it to move faster to remove...FCA launches long-term asset fund consultation
Over 4 years ago The FCA has published the feedback to its consultation paper on the liquidity mismatch in...Blue Gate Capital Limited enters liquidation
Over 4 years ago Blue Gate Capital Limited has appointed insolvency practitioners to conduct the liquidation of the...
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